Financial Industry Regulatory Authority

  • Headquarters: Washington, DC      
  • Industry:
  • Number of Employees: 3,000

Company Description

The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA’s mission is to protect America’s investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees nearly 4,700 brokerage firms, about 167,000 branch offices and approximately 637,000 registered securities representatives.